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TOWARDS A BETTER UNDERSTANDING
The emergence of new safety requirements
and the related devices which satisfy this
criteria have raised many questions, typical
of these are:
- “What exactly are positive-break devices?”
- “What is positive-mode installation?”
- “Why is it safer?”
- “What are fail-to-safe devices?”
- “How do I, the OEM, or the end user,
benefit from use of such safety devices?”
The answer to these and other related
questions are the subject of this safety
booklet. We hope it provides you with a basic
understanding of these unique safety devices
and what benefits they offer and we hope it
stimulates you to learn more about the
requirements and ways to achieve a safer
workplace.
Please click on the following terminology questions to get the answers:
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What are “positive-opening” or
“positive break” safety interlocks?
“Positive-Opening” safety interlocks are
electromechanical switches designed with
normally-closed (N/C) electrical contacts.
These contacts, upon switch actuation, are
forced to open by a non-resilient mechanical
drive mechanism. (Spring actuators are not
considered positive-opening mechanisms).
One such interlock design is shown in the picture. This approved and widely used safety
switch features a two-piece construction: an
electrical switching mechanism and a
geometrically-unique actuator key.
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Two-piece, "Positive-Opening" or
"Positive Break" Safety Switch.
The actuator key is typically mounted to a
movable guard - such as an access door,
protective grating, equipment hood, or
plexiglass safety guard. When the guard is
closed, the actuator mates with the electrical
switching mechanism. Upon displacement of
the movable guard, the actuator key
mechanically rotates a cam mechanism -
forcing the N/C electrical contacts to change
state, opening the safety circuit.
With actuator key removed, normally-closed
(N/C) electrical contacts are mechanically
forced to open.
Electrical contacts can only close upon reinsertion
of the unique geometric actuator
key.
For machine applications with residual motion
after shutdown, key actuated interlocks are
available with a solenoid latch which, in
conjunction with a time delay, can delay
access to hazardous areas.
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Safe “positive-mode” mounting
When mounted in the "positive-mode", the
non-resillient mechanical mechanism, which
forces the normally-closed (N/C) contacts to
open, is directly-driven by the safety guard
(eg. access door, protective grating,
equipment hood, plexiglass safety guard, etc).
In this mounting mode, the safety guard
physically forces the N/C contacts open when
the guard displacement results in an unsafe
condition.
Positive-mode installation is especially
important when using single-piece safety
interlocks. This installation mode takes full
advantage of the device's "positive-break"
design - using both the safety guard's
mechanical displacement and the applied
external force to open the N/C contacts. |
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Unsafe “negative-mode” mounting
When mounted in the "negative-mode", the
force applied to open the normally-closed
(N/C) safety circuit contacts is provided by an
internal spring. In this mounting mode the
N/C contacts may fail to open when the safety
guard is "open" (presents an unsafe situation
to the machine operator). |
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What are the risks of installing
single piece, “positive-break” safety
interlock switches in the “negativemode?”
When mounted in the "negative-mode",
single-piece safety interlock switches can be
easily defeated/circumvented by the
operator...often simply by taping down the
switch actuator when the safety guard is open
(see picture).
In addition, spring-driven, normally-closed
(N/C) contacts can fail to open due to sticking,
contact welding, or a spring failure.
Under such circumstances the operator or
maintenance personnel may be exposed to
an unsafe condition.
Consequently, where possible, two-piece,
key-actuated, tamper-resistant safety
interlocks are recommended.
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Are conventional electromechanical
limit switches designed with “positive-opening” normally-closed
(N/C) contacts?
Conventional "position" sensors are typically
designed to use a spring force to open
normally-closed electrical contacts. Such
designs are subject to two potential failure
modes.
- Spring failure
- Inability of the spring force to overcome
"stuck" or "welded" contacts
When "actuated", either situation may result
in an unsafe condition due to failure to open
the normally-closed contacts.
Consequently,
such designs are not normally certified or
recognised as suitable for safety applications
eg. "movable barrier devices shall prevent the
initiation of the machine tool due to a single
component failure of the device". |
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Must safety switches, interlocks
and barrier guards be “tamperresistant”?
Increasingly, manufacturers are recognising
the need for and their obligation to provide
safety interlocks and barrier guards which are
not easily defeated by the operator or other
personnel.
For example, the safeguarding of machine
tools specifically requires:
- Barrier guards which protect against
unauthorised adjustment or circumvention
- Interlock devices which are not easily
bypassed |
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Reduced liability
With the growing number of product liability
cases, companies are designing with devices
which are difficult to defeat. To further reduce
their liability exposure, firms are selecting
only those devices which have been tested
and certified for use in safety applications by
a recognised third-party agency.
Manufacturers are encouraged to surpass
safety design expectations. Occupational
Health and Safety Authorities (OHSA) world
wide expect companies to go beyond mere
compliance. They give greater benefit to firms
who have designed their products with the
latest state-of-the-art devices. |
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What is meant by “control
reliability”?
Control reliability implies that the safety
device or system is designed, constructed
and installed such that the failure of a single
component within the device or system shall
not prevent normal machine stopping action
from taking place.but shall prevent a
successive machine cycle from being
initiated. |
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What are “self-checking”,
“redundancy”, “single-fault
tolerance” and “positive-guidance”?
Self-checking: The performing of periodic self
diagnostics on a safety control circuit to
ensure critical individual components are
functioning properly. Faults or failures in
selected components will result in system
shut-down.
Redundancy: In safety applications,
redundancy is the duplication of control
circuits such that if one component (circuit)
should fail, the other (redundant) circuit, will
still be able to generate a stop signal. When
coupled with a "self-checking" feature, a
component failure will be automatically
indicated and the system disabled until the
failure is corrected/ repaired.
Single-fault tolerance: A safety circuit is
considered to be single-fault tolerant if no
foreseeable single fault can cause a failure
which will cause the safety circuit to be
ineffective.
Positive-Guidance: Positively-guided relays
are designed such that no normally open
(N/O) contact can close before any normally
closed (N/C) contact has opened.
Rugged "fail-to-safe" control modules are
available that incorporate the above functions
to satisfy the "control reliability" requirements
of existing safety standards. |
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What characterises “fail-to-safe”
safety interlocks?
"Fail-to-safe" safety interlocks are designed
such that a component failure will cause the
device to attain rest in a safe condition. This
term is generally applied to electronic safety
interlock systems using non-mechanical
presence or position sensors (such as reed,
proximity switches, etc). Such devices are
often designed to feature redundancy, self
diagnostics and positive-guided relays. |
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Are electronic (non-mechanical) safety
interlocks available which provide a higher
level of safety than a simple proximity sensor
or magnetic switch?
 Please note:
“Solid state devices do not have a mutually exclusive
normally-open, normally-closed contact arrangement.”
“Other methods must be used to monitor the performance
of these devices”.
For example, reed switches are acceptable interlock
sensors in safety applications provided they feature:
- a tamper-resistant “coded magnet”, and
- a fail-to-safe control module
One such system is shown below in Figure 3.
Coded magnets required to actuate the sensor make it
difficult for operators or maintenance personnel to“defeat”.
 The fail-to-safe control module features redundant (two)
safety relays with positive-guided contacts, dual
(redundant) control circuits and self diagnostics which
periodically check system operation. In the event of a
component failure, the controller will cause the system to
fall into a "safe" state.
Note: Reed switches used without an approved fail-tosafe
control module do not satisfy safety
requirements. Reeds are susceptible to sticking due
to power surges, shock, or vibration. Additionally,
reed switches tend to fail in the permanently closed
position. This failure mode cannot be cured by a
fuse. To ensure reliability of a safety circuit using
reed-type switches, a fail-to-safe control
module/circuit is recommended. |
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Why should I upgrade or enhance my current
safety interlock or safety barrier design?
Heightened awareness and concern for worker safety has
and is, precipitating compelling reasons for such
upgrades or enhancements. These are embodied in a
variety of industrial safety standards and guidelines
against which equipment manufacturers and users' level
of responsibility and degree of liability are measured.
Several of these current and emerging standards and
guidelines are available from your local Health and Safety
Authority. |
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As an OEM, what are the benefits of using
positive-break, fail-to-safe and/or tamperresistant
interlocks in safety applications?
Proper selection and installation of safety interlocks which
have been tested and certified by an independent,
recognised, safety commission/agency benefits the
equipment manufacturer by:
- Satisfying safety standards and guidelines against
which manufacturer's responsibility, in the event of an
injury, is judged
- Providing greater protection from injury for machine
operators, maintenance personnel, set-up and other
user personnel
- Satisfying international safety regulations a must for all
equipment manufacturers who wish to export to the
European Economic Community
- Reducing liability risks
- Minimising Insurance claims/costs |
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What is “risk assessment”?
Various machines present different types of hazards and
risks to the operator and/or maintenance personnel. Risk
assessment is a systematic means of quantifying these
risk levels early in the design stage in order to determine
the scope of the required safety system needed to protect
personnel from possible injury. |
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How do I go about assessing the risk level
presented by a machine or manufacturing
process?
Different machines and processes have different levels of
associated risk. Structured risk assessment involves
evaluating four major factors. These include:
1) Severity of the potential injury
2) Frequency of exposure to the potential hazard
3) Possibility of avoiding the hazard if it occurs
4) Likelihood of occurrence if a safety interlock fails
One approach, outlined in the European Machinery
Directive, provides guidelines for risk assessment based
upon five defined levels of risk. These levels range from
the lowest risk (Level B) in which the severity of injury is
slight and/or there is relatively little likelihood of
occurrence, to the highest risk (Level 4), in which the
likelihood of a severe injury is relatively high. |
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